Rome Statute

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Rome Statute of the

International Criminal Court

 

OVERVIEW

It has been 50 years since the United Nations first recognized the need to establish an international criminal court, to prosecute crimes such as genocide. In resolution 260 of 9 December 1948, the General Assembly, "Recognizing that at all periods of history genocide has inflicted great losses on humanity; and being convinced that, in order to liberate mankind from such an odious scourge, international co‑operation is required", adopted the Convention on the Prevention and Punishment of the Crime of Genocide. Article I of that convention characterizes genocide as "a crime under international law", and article VI provides that persons charged with genocide "shall be tried by a competent tribunal of the State in the territory of which the act was committed or by such international penal tribunal as may have jurisdiction . . ." In the same resolution, the General Assembly also invited the International Law Commission "to study the desirability and possibility of establishing an international judicial organ for the trial of persons charged with genocide . . ."

Following the Commission's conclusion that the establishment of an international court to try persons charged with genocide or other crimes of similar gravity was both desirable and possible, the General Assembly established a committee to prepare proposals relating to the establishment of such a court. The committee prepared a draft statute in 1951 and a revised draft statute in 1953. The General Assembly, however, decided to postpone consideration of the draft statute pending the adoption of a definition of aggression.

Since that time, the question of the establishment of an international criminal court has been considered periodically. In December 1989, in response to a request by Trinidad and Tobago, the General Assembly asked the International Law Commission to resume work on an international criminal court with jurisdiction to include drug trafficking. Then, in 1993, the conflict in the former Yugoslavia erupted, and war crimes, crimes against humanity and genocide ‑‑ in the guise of "ethnic cleansing" ‑‑ once again commanded international attention. In an effort to bring an end to this widespread human suffering, the UN Security Council established the ad hoc International Criminal Tribunal for the Former Yugoslavia, to hold individuals accountable for those atrocities and, by so doing, deter similar crimes in the future.

Shortly thereafter, the International Law Commission successfully completed its work on the draft statute for an international criminal court and in 1994 submitted the draft statute to the General Assembly. To consider major substantive issues arising from that draft statute, the General Assembly established the Ad Hoc Committee on the Establishment of an International Criminal Court, which met twice in 1995. After the General Assembly had considered the Committee's report, it created the Preparatory Committee on the Establishment of an International Criminal Court to prepare a widely acceptable consolidated draft text for submission to a diplomatic conference. The Preparatory Committee, which met from 1996 to 1998, held its final session in March and April of 1998 and completed the drafting of the text.

At its fifty‑second session, the General Assembly decided to convene the United Nations Diplomatic Conference of Plenipotentiaries on the Establishment of an International Criminal Court, subsequently held in Rome, Italy, from 15 June to 17 July 1998, "to finalize and adopt a convention on the establishment of an international criminal court".

"In the prospect of an international criminal court lies the promise of universal justice. That is the simple and soaring hope of this vision. We are close to its realization. We will do our part to see it through till the end. We ask you . . . to do yours in our struggle to ensure that no ruler, no State, no junta and no army anywhere can abuse human rights with impunity. Only then will the innocents of distant wars and conflicts know that they, too, may sleep under the cover of justice; that they, too, have rights, and that those who violate those rights will be punished." 

            Kofi Annan, UN Secretary‑General 

 

Objectives

One of the primary objectives of the United Nations is securing universal respect for human rights and fundamental freedoms of individuals throughout the world. In this connection, few topics are of greater importance than the fight against impunity and the struggle for peace and justice and human rights in conflict situations in today's world. The establishment of a permanent international criminal court (ICC) is seen as a decisive step forward. The international community met in Rome, Italy, from 15 June to 17 July 1998 to finalize a draft statute which, when ratified, will establish such a court.

 

Why Do We Need an International Criminal Court?

... To achieve justice for all

"For nearly half a century ‑‑ almost as long as the United Nations has been in existence ‑‑ the General Assembly has recognized the need to establish such a court to prosecute and punish persons responsible for crimes such as Many thought . . . that the horrors of the Second World War ‑‑ the camps, the cruelty, the exterminations, the Holocaust ‑‑ could never happen again. And yet they have. In Cambodia, in Bosnia and Herzegovina,  in Rwanda. Our time ‑‑ this decade even ‑‑ has shown us that man's capacity for evil knows no limits. Genocide . . . is now a word of our time, too, a heinous reality that calls for a historic response." 

Kofi Annan, UN Secretary‑General 

An international criminal court has been called the missing link in the international legal system. The International Court of Justice at The Hague handles only cases between States, not individuals. Without an international criminal court for dealing with individual responsibility as an enforcement mechanism, acts of genocide and egregious violations of human rights often go unpunished. In the last 50 years, there have been many instances of crimes against humanity and war crimes for which no individuals have been held accountable. In Cambodia in the 1970s, an estimated 2 million people were killed by the Khmer Rouge. In armed conflicts in Mozambique, Liberia, El Salvador and other countries, there has been tremendous loss of civilian life, including horrifying numbers of unarmed women and children. Massacres of civilians continue in Algeria and the Great Lakes region of Africa.

 

... To end impunity

"A person stands a better chance of being tried and judged for killing one human being than for killing 100,000."

José Ayala Lasso, former UN High Commissioner for Human Rights

The Judgment of the Nürnberg Tribunal stated that "crimes against international law are committed by men, not by abstract entities, and only by punishing individuals who commit such crimes can the provisions of international law be enforced" ‑‑ establishing the principle of individual criminal accountability for all who commit such acts as a cornerstone of international criminal law. According to the Draft Code of Crimes against the Peace and Security of Mankind, completed in 1996 by the International Law Commission at the request of the General Assembly, this principle applies equally and without exception to any individual throughout the governmental hierarchy or military chain of command. And the Convention on the Prevention and Punishment of the Crime of Genocide adopted by the United Nations in 1948 recognizes that the crime of genocide may be committed by constitutionally responsible rulers, public officials or private individuals.

 

... To help end conflicts  

"There can be no peace without justice, no justice without law and no meaningful law without a Court to decide what is just and lawful under any given circumstance."

Benjamin B. Ferencz, a former Nürnberg prosecutor

In situations such as those involving ethnic conflict, violence begets further violence; one slaughter is the parent of the next. The guarantee that at least some perpetrators of war crimes or genocide may be brought to justice acts as a deterrent and enhances the possibility of bringing a conflict to an end. Two ad hoc international criminal tribunals, one for the former Yugoslavia and another for Rwanda, were created in this decade with the hope of hastening the end of the violence and preventing its recurrence.

 

... To remedy the deficiencies of ad hoc tribunals

The establishment of an ad hoc tribunal immediately raises the question of "selective justice". Why has there been no war crimes tribunal for the "killing fields" in Cambodia? A permanent court could operate in a more consistent way.

Reference has been made to "tribunal fatigue". The delays inherent in setting up an ad hoc tribunal can have several consequences: crucial evidence can deteriorate or be destroyed; perpetrators can escape or disappear; and witnesses can relocate or be intimidated. Investigation becomes increasingly expensive, and the tremendous expense of ad hoc tribunals may soften the political will required to mandate them.

Ad hoc tribunals are subject to limits of time or place. In the last year, thousands of refugees from the ethnic conflict in Rwanda have been murdered, but the mandate of that Tribunal is limited to events that occurred in 1994. Crimes committed since that time are not covered.

 

... To take over when national criminal justice institutions are unwilling or unable to act

"Crimes under international law by their very nature often require the direct or indirect participation of a number of individuals at least some of whom are in positions of governmental authority or military command."

     Report of the International Law Commission, 1996

Nations agree that criminals should normally be brought to justice by national institutions. But in times of conflict, whether internal or international, such national institutions are often either unwilling or unable to act, usually for one of two reasons. Governments often lack the political will to prosecute their own citizens, or even high‑level officials, as was the case in the former Yugoslavia. Or national institutions may have collapsed, as in the case of Rwanda.

 

... To deter future war criminals

"From now on, all potential warlords must know that, depending on how a conflict develops, there might be established an international tribunal before which those will be brought who violate the laws of war and humanitarian law. . . . Everyone must now be presumed to know the contents of the most basic provisions of international criminal law; the defence that the suspects were not aware of the law will not be permissible."

   Hans Corell, UN Under‑Secretary‑General for Legal Affairs

Most perpetrators of war crimes and crimes against humanity throughout history have gone unpunished. In spite of the military tribunals following the Second World War and the two recent ad hoc international criminal tribunals for the former Yugoslavia and for Rwanda, the same holds true for the twentieth century. That being said, it is reasonable to conclude that most perpetrators of such atrocities have believed that their crimes would go unpunished. Effective deterrence is a primary objective of those working to establish the international criminal court. Once it is clear that the international community will no longer tolerate such monstrous acts without assigning responsibility and meting out appropriate punishment - to heads of State and commanding officers as well as to the lowliest soldiers in the field or militia recruits - it is hoped that those who would incite a genocide; embark on a campaign of ethnic cleansing; murder, rape and brutalize civilians caught in an armed conflict; or use children for barbarous medical experiments will no longer find willing helpers.

 

Reproduced from UN website:   http://www.un.org/law/icc/general/overview.htm 

 

Rome Statute of the ICC

Signatories and Ratifications

As of December 2003 the Rome Statute of the ICC had 139 Signatories and 92 Ratifications.

 

 

 


 

 

State

 

Signature

 

Ratification, Accession(a)

 

State Party Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Afghanistan

 

 

 

10 Feb 2003 (a)

 

89

 

 

 

Albania

 

18 Jul 2002

 

31 Jan 2003

 

88

 

 

 

Algeria

 

28 Dec 2000

 

 

 

 

 

 

 

Andorra

 

18 Jul 1998

 

30 Apr 2001

 

30

 

 

 

Angola

 

7 Oct 1998

 

 

 

 

 

 

 

Antigua and Barbuda

 

23 Oct 1998

 

18 Jun 2001

 

34

 

 

 

Argentina

 

8 Jan 1999

 

8 Feb 2001

 

28

 

 

 

Armenia

 

1 Oct 1999

 

 

 

 

 

 

 

Australia

 

9 Dec 1998

 

1 Jul 2002

 

75

 

 

 

Austria

 

7 Oct 1998

 

28 Dec 2000

 

26

 

 

 

Bahamas

 

29 Dec 2000

 

 

 

 

 

 

 

Bahrain

 

11 Dec 2000

 

 

 

 

 

 

 

Bangladesh

 

16 Sep 1999

 

 

 

 

 

 

 

Barbados

 

8 Sep 2000

 

10 Dec 2002

 

87

 

 

 

Belgium

 

10 Sept 1998

 

28 Jun 2000

 

13

 

 

 

Belize

 

5 Apr 2000

 

5 Apr 2000

 

8

 

 

 

Benin

 

24 Sep 1999

 

22 Jan 2002

 

49

 

 

 

Bolivia

 

17 Jul 1998

 

27 Jun 2002

 

71

 

 

 

Bosnia and Herzegovina

 

17 Jul 2000

 

11 Apr 2002

 

60*

 

 

 

Botswana

 

8 Sep 2000

 

8 Sep 2000

 

18

 

 

 

Brazil

 

7 Feb 2000

 

20 Jun 2002

 

69

 

 

 

Bulgaria

 

11 Feb 1999

 

11 Apr 2002

 

60*

 

 

 

Burkina Faso

 

30 Nov 1998

 

 

 

 

 

 

 

Burundi

 

13 Jan 1999

 

 

 

 

 

 

 

Cambodia

 

23 Oct 2000

 

11 Apr 2002

 

60*

 

 

 

Cameroon

 

17 Jul 1998

 

 

 

 

 

 

 

Canada

 

18 Dec 1998

 

7 Jul 2000

 

14

 

 

 

Cape Verde

 

28 Dec 2000

 

 

 

 

 

 

 

Central African Republic

 

7 Dec 1999

 

3 Oct 2001

 

41

 

 

 

Chad

 

20 Oct 1999

 

 

 

 

 

 

 

Chile

 

11 Sep 1998

 

 

 

 

 

 

 

Colombia

 

10 Dec 1998

 

5 Aug 2002

 

77

 

 

 

Comoros

 

22 Sep 2000

 

 

 

 

 

 

 

Congo

 

17 Jul 1998

 

 

 

 

 

 

 

Costa Rica

 

7 Oct 1998

 

7 Jun 2001

 

33

 

 

 

Cote d'Ivoire

 

30 Nov 1998

 

 

 

 

 

 

 

Croatia

 

12 Oct 1998

 

21 May 2001

 

32

 

 

 

Cyprus

 

15 Oct 1998

 

7 Mar 2002

 

55

 

 

 

Czech Republic

 

13 Apr 1999

 

 

 

 

 

 

 

Democratic Republic of Congo

 

8 Sep 2000

 

11 Apr 2002

 

60*

 

 

 

Denmark

 

25 Sep 1998

 

21 Jun 2001

 

35

 

 

 

Djibouti

 

7 Oct 1998

 

5 Nov 2002

 

82

 

 

 

Dominica

 

 

 

12 Feb 2001 a

 

29

 

 

 

Dominican Repbulic

 

8 Sep 2000

 

 

 

 

 

 

 

East Timor

 

 

 

6 Sep 2002 a

 

79

 

 

 

Ecuador

 

7 Oct 1998

 

5 Feb 2002

 

52

 

 

 

Egypt

 

26 Dec 2000

 

 

 

 

 

 

 

Eritrea

 

7 Oct 1998

 

 

 

 

 

 

 

Estonia

 

27 Dec 1999

 

30 Jan 2002

 

50

 

 

 

Fiji

 

29 Nov 1999

 

29 Nov 1999

 

5

 

 

 

Finland

 

7 Oct 1998

 

29 Dec 2000

 

27

 

 

 

France

 

18 Jul 1998   

 

9 Jun 2000

 

12

 

 

 

Gabon

 

22 Dec 1998

 

20 Sep 2000 

 

21

 

 

 

Gambia 

 

4 Dec 1998

 

28 Jun 2002

 

73

 

 

 

Georgia 

 

18 Jul 1998

 

5 Sep 2003

 

92

 

 

 

Germany

 

10 Dec 1998 

 

11 Dec 2000

 

25

 

 

 

Ghana 

 

18 Jul 1998 

 

20 Dec 1999 

 

6

 

 

 

Greece 

 

18 Jul 1998

 

15 May 2002 

 

67

 

 

 

Guinea 

 

7 Sep 2000 

 

14 July 2003

 

91

 

 

 

Guinea-Bissau 

 

12 Sep 2000 

 

 

 

 

 

 

 

Guyana 

 

28 Dec 2000

 

 

 

 

 

 

 

Haiti 

 

26 Feb 1999

 

 

 

 

 

 

 

Honduras

 

7 Oct 1998 

 

1 Jul 2002 

 

76

 

 

 

Hungary 

 

15 Jan 1999

 

30 Nov 2001

 

47

 

 

 

 

Iceland 

 

 

26 Aug 1998

 

 

25 May 2000 

 

 

10

 

 

 

Iran (Islamic Republic of) 

 

31 Dec 2000 

 

 

 

 

 

 

 

Ireland 

 

7 Oct 1998

 

11 Apr 2002 

 

60*

 

 

 

Israel

 

31 Dec 2000 

 

 

 

 

 

 

 

Italy 

 

18 Jul 1998 

 

26 Jul 1999 

 

4

 

 

 

Jamaica 

 

8 Sep 2000 

 

 

 

 

 

 

 

Jordan 

 

7 Oct 1998 

 

11 Apr 2002 

 

60*

 

 

 

Kenya

 

11 Aug 1999 

 

 

 

 

 

 

 

Kuwait 

 

8 Sep 2000 

 

 

 

 

 

 

 

Kyrgyzstan 

 

8 Dec 1998

 

 

 

 

 

 

 

Latvia 

 

22 Apr 1999 

 

28 Jun 2002 

 

74

 

 

 

Lesotho

 

30 Nov 1998

 

6 Sep 2000 

 

16

 

 

 

Liberia

 

17 Jul 1998

 

 

 

 

 

 

 

Liechtenstein

 

18 Jul 1998

 

2 Oct 2001

 

40

 

 

 

Lithuania

 

10 Dec 1998

 

12 May 2003

 

90

 

 

 

Luxembourg

 

13 Oct 1998

 

8 Sep 2000;

 

19

 

 

 

Macedonia (F.Y.R)

 

7 Oct 1998

 

6 Mar 2002

 

54

 

 

 

Madagascar

 

18 Jul 1998

 

 

 

 

 

 

 

Malawi

 

2 Mar 1999

 

19 Sep 2002

 

81

 

 

 

Mali

 

17 Jul 1998

 

16 Aug 2000

 

15

 

 

 

Malta

 

17 Jul 1998

 

29 Nov 2002

 

85

 

 

 

Marshall Islands

 

6 Sept 2000

 

7 Dec 2000

 

24

 

 

 

Mauritius

 

11 Nov 1998

 

5 Mar 2002

 

53

 

 

 

Mexico

 

7 Sep 2000

 

 

 

 

 

 

 

Monaco

 

18 Jul 1998

 

 

 

 

 

 

 

Mongolia

 

29 Dec 2000

 

11 Apr 2002

 

60*

 

 

 

Morocco

 

8 Sep 2000

 

 

 

 

 

 

 

Mozambique

 

28 Dec 2000

 

 

 

 

 

 

 

Namibia

 

27 Oct 1998

 

25 Jun 2002

 

70

 

 

 

Nauru

 

13 Dec 2000

 

12 Nov 2001

 

45

 

 

 

Netherlands

 

18 Jul 1998

 

17 Jul 2001

 

37

 

 

 

New Zealand

 

7 Oct 1998

 

7 Sep 2000

 

17

 

 

 

Niger

 

17 Jul 1998

 

11 Apr 2002

 

60*

 

 

 

Nigeria

 

1 Jun 2000

 

27 Sep 2001

 

39

 

 

 

Norway

 

28 Aug 1998

 

16 Feb 2000

 

7

 

 

 

Oman

 

20 Dec 2000

 

 

 

 

 

 

 

Panama

 

18 Jul 1998

 

21 Mar 2002

 

56

 

 

 

Paraguay

 

7 Oct 1998

 

14 May 2001

 

31

 

 

 

Peru

 

7 Dec 2000

 

10 Nov 2001

 

44

 

 

 

Philippines

 

28 Dec 2000

 

 

 

 

 

 

 

Poland

 

9 Apr 1999

 

12 Nov 2001

 

46

 

 

 

Portugal

 

7 Oct 1998

 

5 Feb 2002

 

51

 

 

 

Republic of Korea

 

8 Mar 2000

 

13 Nov 2002

 

83

 

 

 

Republic of Moldova

 

8 Sep 2000

 

 

 

 

 

 

 

Romania

 

7 Jul 1999

 

11 Apr 2002

 

60*

 

 

 

Russian Federation

 

13 Sep 2000

 

 

 

 

 

 

 

Saint Lucia

 

27 Aug 1999

 

 

 

 

 

 

 

Saint Vincent and the Grenadines

 

 

 

3 Dec 2002 a

 

86

 

 

 

Samoa

 

17 Jul 1998

 

16 Sep 2002

 

80

 

 

 

San Marino

 

18 Jul 1998

 

13 May 1999

 

3

 

 

 

Sao Tome and Principe

 

28 Dec 2000

 

 

 

 

 

 

 

Senegal

 

18 Jul 1998

 

2 Feb 1999

 

1

 

 

 

Serbia and Montenegro

 

19 Dec 2000

 

6 Sep 2001

 

38

 

 

 

Seychelles

 

28 Dec 2000

 

 

 

 

 

 

 

Sierra leone

 

17 Oct 1998

 

15 Sep 2000

 

20

 

 

 

Slovakia

 

23 Dec 1998

 

11 Apr 2002

 

60*

 

 

 

Slovenia

 

7 Oct 1998

 

31 Dec 2001

 

48

 

 

 

Solomon Islands

 

3 Dec 1998

 

 

 

 

 

 

 

South Africa

 

17 jul 1998

 

27 Nov 2000

 

23

 

 

 

Spain

 

18 Jul 1998

 

24 Oct 2000

 

22

 

 

 

Sudan

 

8 Sep 2000

 

 

 

 

 

 

 

Sweden

 

7 Oct 1998

 

28 Jun 2001

 

36

 

 

 

Switzerland

 

18 Jul 1998

 

12 Oct 2001

 

43

 

 

 

Syrian Arab Republic

 

29 Nov 2000

 

 

 

 

 

 

 

Tajikistan

 

30 Nov 1998

 

5 May 2000

 

9

 

 

 

Tanzania (United Rep.)

 

29 Dec 2000

 

20 Aug 2002

 

78

 

 

 

Thailand

 

2 Oct 2000

 

 

 

 

 

 

 

Trinidad and Tobago

 

23 Mar 1999

 

6 Apr 1999

 

2

 

 

 

Uganda

 

17 Mar 1999

 

14 Jun 2002

 

68

 

 

 

Ukraine

 

20 Jan 2000

 

 

 

 

 

 

 

United Arab Emirates

 

27 Nov 2000

 

 

 

 

 

 

 

United Kingdom

 

30 Nov 1998

 

4 Oct 2001

 

42

 

 

 

United States of America

 

31 Dec 2000

 

 

 

 

 

 

 

Uruguay

 

19 Dec 2000

 

28 Jun 2002

 

72

 

 

 

Uzbekistan

 

29 Dec 2000

 

 

 

 

 

 

 

Venezuela

 

14 Oct 1998

 

7 Jun 2000

 

11

 

 

 

Yemen

 

28 Dec 2000

 

 

 

 

 

 

 

Zambia

 

17 Jul 1998

 

13 Nov 2002

 

84

 

 

 

Zimbabwe

 

17 Jul 1998

 

 

 

 

 

 


 

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